Director of Compliance & Education, Prosperity Network of Advisors, LLC
Director of Compliance & Education
Howard Englehart is the newest member to the Prosperity Leadership Team. Howard joined Prosperity in June of 2015 in the role of Director of Compliance & Education. Having joined us from Cetera Financial Group, Howard now manages the Prosperity Compliance team which works directly with Cetera Advisors and Prosperity Operations to provide our members with exceptional service. The Prosperity Compliance team strives to educate our members and their staff on not only Compliance related issues, but “best practice” suggestions to protect the business our members have worked so hard to build.
Howard holds the Series 4, 7, 24, 53, 63 & 66 securities registrations. Howard worked with Erinn Ford at Pacific West Financial Group from 2005 until 2012. He has served in various capacities within the independent broker-dealer segment since 1994 including the roles of Compliance Associate, Branch Auditor, Vice President of Operations, Regional Director, Recruiting, OSJ Supervision Principal and Senior Transition Relationship Manager. Howard lives in Redmond, Washington and works remotely from his home office.
In his spare time Howard enjoys spending time with his family which includes his wife Jenni and his three children Shelby, Sophie, and Max. Howard is an active volunteer in youth sports.